Reports & Policies

Investments are governed by the Comptroller's Investment Policy, TexPool/TexPool Prime Investment Policies and the Endowment Investment Policy. Performance is routinely measured by regular reporting and audits.

Download documents below, in PDF format. (Get reader here.)

Reports

Summary of Assets Under Management - December 31, 2020
Summary of Assets Under Management - August 31, 2020
Summary of Assets Under Management - August 31, 2019
Summary of Assets Under Management- December 31, 2018
Summary of Assets Under Management- August 31, 2018
Summary of Assets Under Management- December 31, 2017
Summary of Assets Under Management- August 31, 2017
Summary of Assets Under Management- December 31, 2016
Summary of Assets Under Management- August 31, 2016
Summary of Assets Under Management- December 31, 2015
Summary of Assets Under Management- August 31, 2015
Summary of Assets Under Management- December 31, 2014
Summary of Assets Under Management- August 31, 2014
Summary of Assets Under Management- December 31, 2013
Summary of Assets Under Management- August 31, 2013
Summary of Assets Under Management- December 31, 2012
Summary of Assets Under Management- August 31, 2012
Summary of Assets Under Management- December 31, 2011
Summary of Assets Under Management- August 31, 2011
Summary of Assets Under Management- December 31, 2010
Summary of Assets Under Management- August 31, 2010
Summary of Assets Under Management- December 31, 2009

Policies

Comptroller's Investment Policy - October 2015
Endowment Investment Policy
SWIFT Investment Policy
TexPool Investment Policy - August 2020
TexPool Prime Investment Policy - August 2020
Disclosure of Political Contributions, Placement Agents and Fees - September 2009
Plan of Operation - September 2015

Audits

Trust Company

SWIFT

TexPool

TexPool Audit 2020 - August 31, 2020
Texpool Conduct of Audit 2020 - August 31, 2020

TexPool Prime

TexPool Prime Audit 2020 - August 31, 2020
TexPool Conduct of Audit 2020 - August 31, 2020

Tobacco

Tobacco Audit 2020 - December 31, 2020
Tobacco Report on Conduct of Audit 2020
Tobacco Investment Policy Report 2020
Tobacco Investment Distribution Report 2020

2019

Trust Company Audit 2019 - August 31, 2019
Trust Company Report on Conduct of Audit 2019 - December 10, 2019
TexPool Audit 2019 - August 31, 2019
TexPool Investment Policy Report 2019 - August 31, 2019
TexPool Report on Conduct of Audit 2019 - August 31, 2019
TexPool Prime Audit 2019 - August 31, 2019
TexPool Prime Investment Policy Report 2019 - August 31, 2019
TexPool Prime Report on Conduct of Audit 2019 - August 31, 2019
Tobacco Audit 2019 - December 31, 2019
Tobacco Report on Conduct of Audit 2019
Tobacco Investment Policy Report 2019
Tobacco Investment Distribution Report 2019

2018

State Water Implementation Fund for Texas Audit 2018
State Water Implementation Fund for Texas Report on Conduct of Audit 2018
State Water Implementation Fund for Texas Investment Policy Opinion 2018
Trust Company Audit 2018 - August 31, 2018
Trust Company Report on Conduct of Audit 2018 - August 31, 2018
TexPool Audit 2018 - August 31, 2018
Investment Policy Compliance Attestation Report 2018 - August 31, 2018
TexPool Prime Audit 2018 - August 31, 2018
Investment Policy Compliance Attestation Report 2018 - August 31, 2018
Tobacco Audit 2018 - December 31, 2018
Tobacco Distribution Compliance Report 2018 - December 31, 2018
Tobacco Investment Compliance Report 2018 - December 31, 2018
Tobacco Letter on Conduct of Audit 2018 - December 31, 2018

2017

Trust Company Audit 2017 - August 31, 2017
Trust Company Report on Conduct of Audit 2017 - August 31, 2017
Trust Company Internal Audit Annual Report FY 2017
Trust Company FY2017 Summary of Internal Audit Comments
State Water Implementation Fund for Texas Audit 2017
State Water Implementation Fund for Texas Report on Conduct of Audit 2017
State Water Implementation Fund for Texas Investment Policy Opinion 2017
TexPool Audit 2017 - August 31, 2017
Investment Policy Compliance Attestation Report 2017 - August 31, 2017
TexPool Prime Audit 2017 - August 31, 2017
Investment Policy Compliance Attestation Report 2017 - August 31, 2017
Tobacco Audit 2017 - December 31, 2017
Tobacco Distribution Compliance Report 2017 - December 31, 2017
Tobacco Investment Compliance Report 2017 - December 31, 2017
Tobacco Letter on Conduct of Audit 2017 - December 31, 2017

2016

Trust Company Audit 2016 - August 31, 2016
Trust Company Report on Conduct of Audit 2016 - August 31, 2016
State Water Implementation Fund for Texas Audit 2016
State Water Implementation Fund for Texas Report on Conduct of Audit 2016
Trust Company Internal Audit Annual Report FY 2016
Trust Company FY2016 Summary of Internal Audit Comments
TexPool Audit 2016 - August 31, 2016
TexPool Letter on Conduct of Audit 2016 - August 31, 2016
TexPool Prime Audit 2016 - August 31, 2016
TexPool Prime Letter on Conduct of Audit 2016 - August 31, 2016
Investment Policy Compliance Attestation Report 2015 - August 31, 2016
Tobacco Audit 2016 - December 31, 2016
Tobacco Distribution Compliance Report 2016 - December 31, 2016
Tobacco Investment Compliance Report 2016 - December 31, 2016
Tobacco Letter on Conduct of Audit 2016 - December 31, 2016

2015

Tobacco Audit 2015 - December 31, 2015
Tobacco Distribution Compliance Report 2015 - December 31, 2015
Tobacco Investment Compliance Report 2015 - December 31, 2015
Tobacco Letter on Conduct of Audit 2015 - December 31, 2015
Trust Company Internal Audit Annual Report FY 2015
Trust Company Audit 2015 - August 31, 2015
Trust Company Report on Conduct of Audit 2015 - August 31, 2015
State Water Implementation Fund for Texas Audit 2015
State Water Implementation Fund for Texas Report on Conduct of Audit 2015
TexPool Audit 2015 - August 31, 2015
TexPool Letter on Conduct of Audit 2015 - August 31, 2015
TexPool Prime Audit 2015 - August 31, 2015
TexPool Prime Investment Policy Compliance Attestation Report 2015 - August 31, 2015
TexPool Prime Letter on Conduct of Audit 2015 - August 31, 2015

2014

Trust Company Internal Audit Annual Report FY 2014
Trust Company Audit 2014 - August 31, 2014
Trust Company Report on Conduct of Audit 2014 - August 31, 2014
Trust Company FY2014 Summary of Audit Comments
State Water Implementation Fund for Texas Audit 2014
State Water Implementation Fund for Texas Investment Policy Compliance Report 2014
TexPool Audit 2014 - August 31, 2014
TexPool Letter on Conduct of Audit 2014 - August 31, 2014
TexPool Prime Audit 2014 - August 31, 2014
TexPool Prime Letter on Conduct of Audit 2014 - August 31, 2014
Tobacco Audit 2014 - December 31, 2014
Tobacco Distribution Compliance Report 2014 - December 31, 2014
Tobacco Investment Compliance Report 2014 - December 31, 2014
Tobacco Letter on Conduct of Audit 2014 - December 31, 2014

2013

Trust Company Audit 2013 - August 31, 2013
Trust Company Internal Audit Annual Report FY 2013
TexPool Audit 2013 - August 31, 2013
TexPool Letter on Conduct of Audit 2013 - August 31, 2013
TexPool Prime Audit 2013 - August 31, 2013
TexPool Prime Letter on Conduct of Audit 2013 - August 31, 2013
Tobacco Audit 2013 - December 31, 2013
Tobacco Distribution Compliance Report 2013 - December 31, 2013
Tobacco Investment Compliance Report 2013 - December 31, 2013
Tobacco Letter on Conduct of Audit 2013 - December 31, 2013

2012

Trust Company Audit 2012 - August 31, 2012
TexPool Audit 2012 - August 31, 2012
TexPool Letter on Conduct of Audit 2012 - August 31, 2012
TexPool Prime Audit 2012 - August 31, 2012
TexPool Prime Letter on Conduct of Audit 2012 - August 31, 2012
Tobacco Audit 2012 - December 31, 2012
Tobacco Distribution Compliance Report 2012 - December 31, 2012
Tobacco Investment Compliance Report 2012 - December 31, 2012
Tobacco Letter on Conduct of Audit 2012 - December 31, 2012

2011

Trust Company Audit 2011 - August 31, 2011
TexPool Audit 2011 - August 31, 2011
TexPool Prime Audit 2011 - August 31, 2011
Tobacco Audit 2011 - December 31, 2011
Tobacco Distribution Compliance Report 2011 - December 31, 2011
Tobacco Investment Compliance Report 2011 - December 31, 2011
Tobacco Letter on Conduct of Audit - December 31, 2011

2010

Trust Company Audit 2010 - August 31, 2010
Trust Company Letter on Conduct of Audit 2010 - August 31, 2010
TexPool Audit 2010 - August 31, 2010
TexPool Letter on Conduct of Audit 2010 - August 31, 2010
TexPool Prime Audit 2010 - August 31, 2010
TexPool Prime Letter on Conduct of Audit 2010 - August 31, 2010
Tobacco Audit 2010 - December 31, 2010
Tobacco Distribution Compliance Report 2010 - December 31, 2010
Tobacco Investment Compliance Report 2010 - December 31, 2010
Tobacco Letter on Conduct of Audit 2010 - December 31, 2010

2009

Trust Company Audit 2009 - August 31, 2009
TexPool Audit 2009 - August 31, 2009
TexPool Prime Audit 2009 - August 31, 2009
Tobacco Audit 2009 - December 31, 2009

2007-2008

Trust Company Audit 2008 - August 31, 2008
TexPool Audit 2007 & 2008 - August 31, 2008 and 2007
TexPool Prime Audit 2007 & 2008 - August 31, 2008 and 2007
Tobacco Audit 2008 - December 31, 2008